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J Med Microbiol 57 (2008), 88-94; DOI: 10.1099/jmm.0.47339-0
© 2008 Society for General Microbiology
ISSN 1473-5644

Analysis of the antimicrobial activity of local anaesthetics used for dental analgesia

Klaus Pelz1, Margit Wiedmann-Al-Ahmad2, Christian Bogdan1 and Jörg-Elard Otten2

1 Institut fuer Mikrobiologie und Hygiene, Albert-Ludwigs-Universitaet Freiburg, D-79104 Freiburg, Germany

2 Klinik für Mund-, Kiefer- und Gesichtschirurgie, Albert-Ludwigs-Universitaet Freiburg, D-79106 Freiburg, Germany

Correspondence
Klaus Pelz
klaus.pelz{at}uniklinik-freiburg.de

Received 12 April 2007
Accepted 28 August 2007


Seven local anaesthetics and their active anaesthetic components [Ultracaine D-S (articaine hydrochloride), Carbostesin (bupivacaine hydrochloride), Scandicaine (mepivacaine hydrochloride), Xylonest (prilocaine hydrochloride), Xylocaine (lidocaine hydrochloride), Hostacaine (butanilicaine phosphate) and Novocaine (procaine hydrochloride)] were tested for their antimicrobial activity against 311 bacterial strains from 52 different species and 14 Candida albicans strains. The tested pathogens were members of the oral flora, and partly members of the skin and intestinal flora. Additionally, the antimicrobial activity of methyl-4-hydroxybenzoate, sodium disulfite, adrenaline hydrogen tartrate and adrenaline (the preservative and vasoconstrictive components of the anaesthetics) was tested. For determination of MIC and minimal bactericidal concentration (MBC), the agar dilution method using Wilkins–Chalgren agar was applied. The trade preparation Ultracaine D-S showed the most prominent antimicrobial activity with regard to both MIC and MBC. Ultracaine D-S and its active substance, articaine hydrochloride, showed similar MIC values, suggesting that the antimicrobial activity is mainly caused by the anaesthetic component. Novocaine showed the lowest antimicrobial activity and did not inhibit 35 of the species tested. The MIC values of all local anaesthetics were between 0.25 and 16 mg ml–1. The routinely applied concentration of Ultracaine D-S was roughly four times higher, and of Hostacaine was two times higher, than the MBC values for the tested bacteria, whereas for the other anaesthetics, the MBC values were not reached or exceeded with the concentrations used. The MIC range of the preservatives was 0.5–1.0 mg ml–1 for methyl-4-hydroxybenzoate and 0.2–0.5 mg ml–1 for sodium disulfite. The articaine MIC values were two to three serial dilution steps lower, and the butanilicaine MIC values one to two serial dilution steps lower, than the MIC of the preservatives. The mepivacaine mean MIC values were slightly lower for Fusobacterium nucleatum, Prevotella intermedia, Porphyromonas gingivalis and Staphylococcus aureus, but higher for Streptococcus intermedius, compared with the preservative methyl-4-hydroxybenzoate. The same result was found with Streptococcus intermedius and lidocaine. Screening of 20 MIC values of 4 pure anaesthetic substances and the corresponding preservative found 2/20 instances where the MICs of the preservatives against 5 representative species (67 strains) were lower, indicating that the antimicrobial effect was mainly due to the preservative, but 18/20 results where the pure anaesthetic component showed greater antimicrobial effects compared with the preservative. The in vitro results for Carbostesin, Scandicaine and especially for Novocaine indicate that a local disinfection should be done prior to injection of the anaesthetics. Due to the results obtained with nosocomial strains (Escherichia coli, S. aureus and Pseudomonas), disinfection of the mucous membranes should be performed routinely in immunocompromised patients, regardless of the anaesthetic used.


Abbreviations: MBC, minimal bactericidal concentration.


    INTRODUCTION
 TOP
 INTRODUCTION
 METHODS
 RESULTS AND DISCUSSION
 REFERENCES
 
The oral cavity is physiologically colonized with multiple bacterial species, some of which are opportunistic pathogens. During the process of dental anaesthesia – infiltration anaesthesia as well as mandibular anaesthesia – oral bacteria can enter the tissue following perforation of the mucous membrane by the needle injection (Gräf, 1965; Streitfeld & Zinner, 1958; Winther & Praphailony, 1969). Dental local anaesthesia may therefore lead to suppurative local infections or odontogenic bacteraemia, as has been shown to occur in other dental surgery interventions. These circumstances have raised the issue of routine antibiotic prophylaxis in oral surgery (Rahn, 1989; Roberts et al., 1998).

The first observations that local anaesthetics inhibited bacterial growth were made in 1909 (Jonnesco, 1909). Further studies followed (Erlich, 1961; Murphy et al., 1955; Kleinfeld & Ellis, 1966; Schmidt & Rosenkranz, 1970). Schmidt & Rosenkranz (1970) examined the activity of lidocaine and procaine on 28 bacterial species, as well as on Candida and Cryptococcus. The bacteria investigated were all common pathogens. From their results, Schmidt & Rosenkranz (1970) concluded that specimens from patients treated with local anaesthetics were not suitable for further bacteriological or mycobacteriological analyses. In addition, in that study no oral pathogens other than ‘Streptococcus viridans’ were examined and neither anaerobic bacteria nor most of the currently used anaesthetics were tested. As more than 400 bacterial species that are prevalent in the oral cavity have been described, a definitive statement on the possible antimicrobial activity of anaesthetics used in dentistry cannot currently be made. Noda et al. (1990) and Feldman et al. (1994) demonstrated bactericidal activity and the ability of lidocaine and bupivacaine to inhibit bacteria growth at clinical concentrations; however, no oral pathogens were included in these studies.

The aim of our study was to examine the antimicrobial activity of the commercially available local anaesthetics and their main components that are currently used in dental medicine. These substances were tested against a broad spectrum of commensal and opportunistic pathogenic bacteria, as well as against Candida albicans strains, all of which can form part of the oral flora. We addressed the question of whether the concentrations of the anaesthetics usually applied in dental surgery can inhibit the growth of bacteria that are inoculated into the soft tissue during the injection process.


    METHODS
 TOP
 INTRODUCTION
 METHODS
 RESULTS AND DISCUSSION
 REFERENCES
 
Bacterial and fungal strains. A total of 311 bacterial strains from 52 different species and 14 C. albicans strains was investigated in this study (Table 1Go). The strains tested occur in the oral flora and partly in the skin and intestinal flora. The bacterial and Candida strains were isolated from the subgingival plaque from patients with odontogenic abscesses or periodontitis, and only a few type strains (Staphylococcus aureus ATCC 25923, Pseudomonas aeruginosa ATCC 27853 and Bacillus subtilis ATCC 6633) were obtained from the Deutsche Sammlung von Mikroorganismen und Zellkulturen (Germany). Identification of strains was done by morphological and biochemical methods, as well as by GC analysis of cellular fatty acid profiles as described previously (Otten et al., 2005).


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Table 1. Mean MICs for seven local anaesthetics determined by the agar dilution test on Wilkins–Chalgren agar

 
Local anaesthetics. Seven local anaesthetics and their active anaesthetic components (in parentheses) were examined: Ultracaine D-S (articaine hydrochloride; Aventis Pharma), Carbostesin (bupivacaine hydrochloride; AstraZeneca), Scandicaine (mepivacaine hydrochloride; AstraZeneca), Xylonest (prilocaine hydrochloride), Xylocaine (lidocaine hydrochloride; AstraZeneca), Hostacaine (butanilicaine phosphate) and Novocaine (procaine hydrochloride; Aventis Pharma). The trade preparations, the active anaesthetic components, and also the preservative and vasoconstrictive components, were tested.

Determination of MIC and minimal bactericidal concentration (MBC). After a series of tests with broth dilution and different media, we decided to determine the MIC by the agar dilution method using Wilkins–Chalgren agar (Wilkins & Chalgren, 1976). This method was the only one whereby we could compare all strains under the same conditions. The plates contained five dilutions of each of the original anaesthetics (based on recommended application concentrations) ranging from 16 to 1 mg ml–1 for Ultracaine D-S, Xylonest and Hostacaine, from 8 to 0.5 mg ml–1 for Scandicaine, Xylocaine and Novocaine, and from 2 to 0.125 mg ml–1 for Carbostesin. The plates were inoculated with a multipoint inoculator, each pin delivering 104–105 c.f.u. µl–1.

Plates without local anaesthetics were used as controls. The reference strains S. aureus ATCC 25923 and P. aeruginosa ATCC 27853 were included in each experiment to assess the reliability of the method. Facultative anaerobic strains and Pseudomonas were cultivated in a CO2 incubator (6–8 % CO2) at 36 °C for 18 h, whilst anaerobes were incubated in an anaerobic jar (Anaerocult; VWR) at 36 °C for 42 h. All tests for each strain were carried out at least in duplicate. If the MIC values of an individual strain were not identical, we calculated the mean while reading the results. Mean values of all strains of a species were then calculated. The MIC was defined as the lowest concentration of each anaesthetic that was able to inhibit macroscopic bacterial or yeast growth.

In addition to the commercially available preparations, we also determined the MICs of the active compounds of the local anaesthetics. Starting with the concentration used for injection, five serial twofold dilutions were prepared in Wilkins–Chalgren agar (40, 20, 10, 5 and 2.5 mg ml–1, for articaine, prilocaine and butanilicaine; 20, 10, 5, 2.5 and 1.25 mg ml–1 for mepivacaine, lidocaine and procaine; and 5, 2.5, 1.25, 0.625 and 0.315 mg ml–1 for bupivacaine) (Wilkins & Chalgren, 1976). These concentrations were inoculated with representative bacterial strains (Fusobacterium nucleatum, Prevotella intermedia, Porphyromonas gingivalis, S. aureus, Streptococcus intermedius and P. aeruginosa) as described above. All MIC determinations were carried out according to Clinical and Laboratory Standards Institute guidelines.

For MBC determination, we used a variant of the agar dilution method. Inoculation spots with no visible growth were cut and top-down streaked on Columbia blood agar or yeast cysteine blood agar without inhibitory substances. The MBC was determined according to the MIC method. The lowest concentration without visible growth corresponded to the MBC.

The reproducibility was confirmed by inoculating the control strains S. aureus ATCC 25923 and P. aeruginosa ATCC 27853 in parallel on each plate with the test organisms. Each control strain was tested at least 18 times. The test was repeated if the control strains showed different MIC or MBC values. This was necessary because of the lack of standardization for this method. Moreover, the strains that could be tested in parallel with the broth dilution method showed comparable MBC values.


    RESULTS AND DISCUSSION
 TOP
 INTRODUCTION
 METHODS
 RESULTS AND DISCUSSION
 REFERENCES
 
To the best of our knowledge, this is the first study of antimicrobial activities of local anaesthetics against bacteria that belong to the commensal flora of the oral cavity and/or are commonly found in dental infections. Some of the strains analysed are also constituent members of the skin or intestinal flora. In this study, antimicrobial susceptibility tests against a wide range of bacterial strains, as well as a large number of C. albicans isolates, were performed using seven local anaesthetics and their active components. For many years, it has been known that bacterial colonization at the site of injection of local anaesthetics can lead to the inoculation and subsequent proliferation and spread of opportunistic pathogens (Birn & Winther, 1967; Gräf, 1965; Streitfeld & Zinner, 1958; Winther & Praphailony, 1969). Usually, no local clinical manifestation is observed and an injection abscess is considered exceptional (Blake & Forman, 1967; Schuchardt et al., 1964). In the past, the use of disinfection prior to injection has evoked controversial discussion (Gräf, 1965; Winther & Praphailony, 1969). Some results of previous studies on the antimicrobial activity of local anaesthetics (Erlich, 1961; Kleinfeld & Ellis, 1966, 1967; Murphy et al., 1955) were confirmed by the present analysis.

The mean MIC values for each of the local anaesthetics and the numbers of bacterial/fungal strains tested are shown in Table 1Go. In our test series, Ultracaine D-S was the most active local anaesthetic. It was active against almost all tested bacteria with a mean concentration range of 2.5–16 mg ml–1. Two strains of Streptococcus pneumoniae were inhibited at a concentration of 1 mg ml–1. Only four strains of P. aeruginosa and one strain of Enterococcus faecalis were not inhibited. The concentration of the trade preparation is 40 mg ml–1, more than two times higher than the highest concentration (16 mg ml–1) required for the agar dilution method. Table 2Go summarizes the Ultracaine D-S MIC values for oral bacteria. The mean MIC value was between 3.0 (Prevotella intermedia) and 16.0 mg ml–1 (Leptotrichia buccalis); for the opportunistic pathogens, the mean MIC ranged from 3.0 (Prevotella intermedia) to 11.4 mg ml–1 (Streptococcus mutans).


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Table 2. MIC values of oral bacteria for Ultracaine D-S

 
Carbostesin showed mean MIC values in the range of 0.25–2 mg ml–1 (Table 1Go). Overall, 36 bacterial and 14 Candida strains were completely or partially resistant to Carbostesin. Scandicaine showed mean MIC values of 1.1–8 mg ml–1. Overall, 52 bacterial strains and 14 Candida strains were not inhibited. The local anaesthetic Xylonest was active against nearly all strains except for Enterococcus faecalis, which was not inhibited. The mean MIC values were between 2 and 16 mg ml–1. Xylocaine inhibited all strains except P. aeruginosa, Enterococcus faecalis and C. albicans. The MIC values were in the range of 2–8 mg ml–1. Hostacaine inhibited all bacterial strains tested, with mean MICs of 0.5–16 mg ml–1. Novocaine exerted an antimicrobial activity against only 47 % of the investigated bacterial species. The MIC values of the inhibited strains were between 2 and 8 mg ml–1. Table 3Go summarizes the range of MIC values and the range of the MIC converted to the application concentration for each local anaesthetic. Using the agar dilution method, the test concentration required was lower (max. 40–53 %) than the concentration of the trade preparation.


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Table 3. Range of MIC values of ‘sensitive’ bacterial strains and the range of the MIC converted to the application concentration of each local anaesthetic

 
Table 4Go shows the results of the MIC and MBC values of the active anaesthetic substance, as well as the MIC of the trade preparation for comparison of some selected opportunistic pathogens. The MBC values of the anaesthetic active components ranged from 3.8 to 20.0 mg ml–1 (Table 4Go). In the following list, the anaesthetics are ordered according to their effectiveness: the MBC values for articaine were 22.5–25 % of the concentration routinely applied in dental analgesia, whereas the MBC values of butanilicaine were 22.5–50 %, of prilocaine were 16 to ≥100 %, of lidocaine were 62.5 to ≥100 %, of mepivacaine were 65 to ≥100 %, of bupivacaine were 76 to ≥100 % and of procaine were 87.5 to ≥100 % of the application concentration. Thus, Ultracaine D-S had the most potent activity of the local anaesthetics tested and it can be assumed that the initial concentration of Ultracaine D-S at the injection site was roughly four times higher than the MBC of most of the bacterial strains evaluated.


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Table 4. MIC and MBC values of the active anaesthetic substances tested

 
The results showed that Hostacaine was active against all of the bacterial strains investigated, as well as against C. albicans (Table 1Go). This local anaesthetic was active in a range of 2–53 % of the applied concentration (Table 3Go). Novocaine, in contrast, was inactive against the largest number of the tested bacterial strains, followed by Scandicaine and Carbostesin. For these local anaesthetics, we therefore recommend disinfection of the oral mucosa prior to injection and surgical procedures, to protect the patient from infections. Notably, these three local anaesthetics, as well as Xylocaine, showed no inhibitory activity against C. albicans. Recent studies have demonstrated that lidocaine (the active component of Xylocaine) has no effect on the growth of C. albicans, Haemophilus influenzae and P. aeruginosa (Olsen et al., 2000). We also found no inhibitory activity of Xylocaine against P. aeruginosa, whereas H. influenzae was clearly inhibited by Xylocaine (at 23 % of the application concentration).

P. aeruginosa and Enterococcus faecalis were the most resistant strains. It is possible that these organisms have permeability barriers for local anaesthetics or other features of the cell wall that prevent an effect of the anaesthetics (Holloway, 1969). P. aeruginosa was inhibited by Xylonest and Hostacaine, and Enterococcus faecalis by Hostacaine only. C. albicans was inhibited by Hostacaine (at 27 % of the application concentration), Ultracaine and Xylonest (both at 40 % of the application concentration) only.

In addition to the active components of each local anaesthetic, we also tested the antimicrobial activity of the preservatives and vasoconstrictive components of these anaesthetics: methyl-4-hydroxybenzoate (a component of Ultracaine D-S, Scandicaine, Xylocaine and Hostacaine), sodium disulfite (a component of Ultracaine D-S and Xylocaine), adrenaline hydrogen tartrate (a component of Xylocaine) and adrenaline (a component of Ultracaine D-S). Carbostesin and Xylonest do not contain preservatives.

Table 5Go shows the MIC values of the individual components. Adrenaline hydrogen tartrate and adrenaline had no effect on the bacteria and yeast tested. The MIC values were 0.2 to ≥0.5 mg ml–1 for sodium disulfite and 0.5 to 1 mg ml–1 for methyl-4-hydroxybenzoate. During examination of the trade preparation, the preservatives, as well as the vasoconstrictive components, were also diluted and therefore their concentration was below the MIC with only a few exceptions. Consequently, these agents are not the main reason for the value determined for the MIC. However, there may be a synergistic effect, as seen by the higher MIC values for the active anaesthetic components (Table 4Go).


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Table 5. Concentration (%) of the active anaesthetic substances in comparison with the MIC values of the preservative and vasoconstrictive components of the trade preparation (as mg ml–1 and %)

 
Comparative analyses of the antimicrobial activity of the trade preparations, their active anaesthetic components and the preservative or vasoconstrictive components revealed that the main antimicrobial effect could be attributed to the active anaesthetic components (Table 5Go). Only methyl-4-hydroxybenzoate and sodium disulfite exerted antimicrobial effects. The articaine MIC values were two to three serial dilution steps and the butanilicaine MIC values one to two serial dilution steps lower than the MIC of the preservatives. The mepivacaine mean MIC values were slightly lower for F. nucleatum, Prevotella intermedia, Porphyromonas gingivalis and S. aureus, and higher for Streptococcus intermedius, than for the preservative methyl-4-hydroxybenzoate. The same result was found with Streptococcus intermedius and lidocaine. Screening of 24 MIC values of 4 pure anaesthetic substances and the corresponding preservative found 2 instances where the MICs of the preservatives against 5 representative species (67 strains) were lower, indicating that the antimicrobial effect was mainly due to the preservative, but 21 results where the pure anaesthetic component showed greater antimicrobial effects compared with the preservative. One result gave identical values of 100 % (P. aeruginosa).

Taking the MIC values of the trade preparations into consideration, it is evident that the MICs of the trade preparations are almost always lower than the MICs of the pure anaesthetic substances. These findings lead to the suggestion that there must be a synergistic effect between the anaesthetic and the preservative, with the higher the distance between MIC values, the lower the synergistic effect, and vice versa (Table 5Go).

In conclusion, all of the local anaesthetics investigated in this study showed antimicrobial activity against components of the oral flora. In this respect, Ultracaine D-S represented the most favourable local anaesthetic because of the relatively high application concentration in relation to the MIC and MBC values. The weakest activity was seen with the frequently used Novocaine. The MIC values of the anaesthetic active components correlated with the efficacy of the trade preparations, which demonstrated that the antimicrobial activity could largely be attributed to the anaesthetic active components. Additionally, the additives sodium disulfite and methyl-4-hydroxybenzoate only showed antimicrobial effects greater than the anaesthetic active components in a few cases.

The in vitro results for Carbostesin, Scandicaine and especially for Novocaine indicate that local disinfection should be carried out prior to injection of these anaesthetics. In our opinion, due to the results obtained with nosocomial strains (Escherichia coli, S. aureus, Pseudomonas), disinfection of the mucous membranes should be routinely performed in immunocompromised patients, regardless of the anaesthetic used.

Further in vivo studies examining the local tissue concentration of anaesthetics directly after injection would be useful to determine whether the in vivo concentrations are comparable with our in vitro results. Our results also indicate that tissue samples that are taken from areas infiltrated with local anaesthetics are not suitable for diagnostic microbial analysis, as the presence of anaesthetics may lead to false-negative results.


    ACKNOWLEDGEMENTS
 
We thank Claus Fuehrer for the practical work during his thesis.


    REFERENCES
 TOP
 INTRODUCTION
 METHODS
 RESULTS AND DISCUSSION
 REFERENCES
 
Birn, H. & Winther, J. E. (1967). Disinfection and surface anesthesia prior to injection in the oral cavity. Tandlaegebladet 71, 279–285 (in Danish).[Medline]

Blake, G. C. & Forman, G. H. (1967). Pre-operative antiseptic preparation of the oral mucous membrane. A bacteriological assessment. Br Dent J 123, 295–298.[Medline]

Erlich, H. (1961). Bacteriologic solutions and effects of anesthetic solutions on bronchial secretions during bronchoscopy. Am Rev Respir Dis 84, 414–421.[Medline]

Feldman, J. M., Chapin-Robertson, K. & Turner, J. (1994). Do agents for epidural analgesia have antimicrobial properties? Reg Anesth 19, 43–47.[Medline]

Gräf, W. (1965). Disinfection of site of intraoral injections. DDZ 19, 491–496 (in German).[Medline]

Holloway, B. W. (1969). Genetics of Pseudomonas. Bact Rev 33, 419–443.[Free Full Text]

Jonnesco, T. (1909). Remarks on general spinal analgesia. BMJ 2, 1396–1401.[Free Full Text]

Kleinfeld, J. & Ellis, P. P. (1966). Effects of topical anesthetics on growth of microorganisms. Arch Ophthalmol 76, 712–715.[Abstract/Free Full Text]

Kleinfeld, J. & Ellis, P. P. (1967). Inhibition of microorganisms by topical anesthetics. Appl Microbiol 15, 1296–1298.[Medline]

Murphy, J. T., Allen, H. F. & Mangiaracine, A. B. (1955). Preparation, sterilization and preservation of ophthalmic solutions. Experimental studies and a practical method. AMA Arch Ophthalmol 53, 63–78.[Medline]

Noda, H., Saionji, K. & Miyazaki, T. (1990). Antibacterial activity of local anesthetics. Masui 39, 994–1001 (in Japanese)[Medline]

Olsen, K. M., Peddicord, T. E., Campbell, G. D. & Rupp, M. E. (2000). Antimicrobial effects of lidocaine in bronchoalveolar lavage fluid. J Antimicrob Chemother 45, 217–219.[Abstract/Free Full Text]

Otten, J. E., Wiedmann-Al-Ahmad, M., Jahnke, H. & Pelz, K. (2005). Bacterial colonization on different suture materials – a potential risk for intraoral dentoalveolar surgery. J Biomed Mater Res B Appl Biomater 74, 627–635.[Medline]

Rahn, R. (1989). Bakteriämien bei zahnärztlich-chirurgischen Eingriffen. München & Wien: Hanser.

Roberts, G. J., Simmons, N. B., Longhurst, P. & Hewitt, P. B. (1998). Bacteraemia following local anaesthetic injections in children. Br Dent J 185, 295–298.[CrossRef][Medline]

Schmidt, R. M. & Rosenkranz, H. S. (1970). Antimicrobial activity of local anesthetics: lidocaine and procaine. J Infect Dis 121, 597–607.[Medline]

Schuchardt, K., Eckstein, A. & Lehnert, S. (1964). Beobachtungen und Erfahrungen bei der Diagnose und Therapie von 3591 klinisch behandelten Fällen odontogener Entzündungen im Kiefer und Gesichtsbereich. Fortschr Kiefer Gesichtschir 9, 107–117.

Streitfeld, M. M. & Zinner, D. D. (1958). Microbiologic hazards of local dental anesthesia. Pilot study of involuntary aspiration of bacteria into hyperdermic needles and anesthetic cartridges after injection. J Am Dent Ass 57, 657–664.[Medline]

Wilkins, T. D. & Chalgren, S. (1976). Medium for use in antibiotic susceptibility testing of anaerobic bacteria. Antimicrob Agents Chemother 10, 926–928.[Abstract/Free Full Text]

Winther, J. E. & Praphailony, L. (1969). Antimicrobiological effect of anaesthetic sprays. Acta Odont Scand 27, 205–218.[CrossRef][Medline]





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